Important Disclosure

Infinium Group - Business Continuity Plan Summary

Infinium Group has established a business continuity plan to guide the Firm's responses to unforeseen events that could cause temporary interruptions of its business.

Pursuant to that plan,for example, Infinium Group duplicates all critical Firm, client, regulatory and financial information on appropriate media, and stores the backed-up information at remote locations. Such information is regularly sent to the off-site storage facilities. Likewise, the established service bureau that Infinium Group uses to process and maintain vital Firm and client account information maintains redundant data centers to protect the information that it processes for the Firm. From time to time Infinium Group participates in disaster recovery exercises to confirm that such stored information remains accessible to it, and accurate. Among other things, Infinium Group also secures and monitors its data center, regulates its data communication lines and maintains and supervises password policies and procedures to limit access to its data.

Infinium Group's business continuity plan also takes advantage of the Firm's multi-office system by providing alternate locations from which the Firm's employees can temporarily perform essential business functions in the event of a Firm or community-wide interruption in business. Procedures are in place to notify employees if an event results in a change in business locations or processes, although a business-wide disruption could temporarily delay the processing of information and requests. Provisions have also been made for clients to continue to be able to contact Infinium Group employees.

Business continuity planning is an on-going process, and Infinium Group currently is evaluating a number of initiatives to improve its disaster response time. It regularly evaluates additional business continuity plan opportunities. Infinium Group appreciates your continued business as together we attempt to anticipate and plan for uncertainties in an uncertain time.e links below for important disclosures about Infinium Group